What changed, Regulation (EC) No 1060/2009

+ 1. Credit institutions as defined in Directive 2006/48/EC, investment firms as defined in Directive 2004/39/EC, insurance undertakings subject to the First Council Directive 73/239/EEC of 24 July 1973 on the coordination of laws, regulations and administrative provisions relating to the take-up and …
− 1. Credit institutions as defined in Directive 2006/48/EC, investment firms as defined in Directive 2004/39/EC, insurance undertakings subject to the First Council Directive 73/239/EEC of 24 July 1973 on the coordination of laws, regulations and administrative provisions relating to the taking-up an…
+ (b) the credit rating agency has verified and is able to demonstrate on an ongoing basis to the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council (25) (ESMA), that the conduct of credit…
− (b) the credit rating agency has verified and is able to demonstrate on an ongoing basis to the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council (24) (ESMA), that the conduct of credit…
+ 3. A credit rating agency shall submit its application in any of the official languages of the institutions of the Union. The provisions of Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community (26) shall apply *mutatis mutandis* to any other commun…
− 3. A credit rating agency shall submit its application in any of the official languages of the institutions of the Union. The provisions of Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community (25) shall apply *mutatis mutandis* to any other commun…
+ 2. ESMA shall communicate to the Commission, the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (27) (EBA), the European Supervisory Authority (European Insurance and Occupational Pensions Authorit…
− 2. ESMA shall communicate to the Commission, the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (26) (EBA), the European Supervisory Authority (European Insurance and Occupational Pensions Authorit…
+ With regard to transfer of personal data to a third country, ESMA shall apply Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on t…
− With regard to transfer of personal data to a third country, ESMA shall apply Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on t…
+ 1. The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC (30).
− 1. The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC (29).
+ | 1. | Rating analysts, employees of the credit rating agency as well as any other natural person whose services are placed at the disposal or under the control of the credit rating agency and who is directly involved in credit rating activities, and persons closely associated with them within the m…
− | 1. | Rating analysts, employees of the credit rating agency as well as any other natural person whose services are placed at the disposal or under the control of the credit rating agency and who is directly involved in credit rating activities, and persons closely associated with them within the m…
+ | 1. | detailed information on legal structure and ownership of the credit rating agency, including information on holdings within the meaning of Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirem…
− | 1. | detailed information on legal structure and ownership of the credit rating agency, including information on holdings within the meaning of Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirem…
+ | 8. | a governance statement within the meaning of Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978 on the annual accounts of certain types of companies (33). For the purposes of that statement, the information referred to in Article 46a(1)(d) of that Directive shall be provided by th…
− | 8. | a governance statement within the meaning of Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978 on the annual accounts of certain types of companies (32). For the purposes of that statement, the information referred to in Article 46a(1)(d) of that Directive shall be provided by th…
+ 
+ (24) OJ L 174, 1.7.2011, p. 1.
+ (25) OJ L 331, 15.12.2010, p. 84.
− (24) OJ L 331, 15.12.2010, p. 84.
+ (26) OJ 17, 6.10.1958, p. 385/58.
− (25) OJ 17, 6.10.1958, p. 385/58.
+ (27) OJ L 331, 15.12.2010, p. 12.
− (26) OJ L 331, 15.12.2010, p. 12.
+ (28) OJ L 331, 15.12.2010, p. 48.
− (27) OJ L 331, 15.12.2010, p. 48.
+ (29) OJ L 8, 12.1.2001, p. 1.
− (28) OJ L 8, 12.1.2001, p. 1.
+ (30) OJ L 191, 13.7.2001, p. 45.
− (29) OJ L 191, 13.7.2001, p. 45.
+ (31) Commission Directive 2004/72/EC of 29 April 2004 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards accepted market practices, the definition of inside information in relation to derivatives on commodities, the drawing up of lists of insiders, the notifica…
− (30) Commission Directive 2004/72/EC of 29 April 2004 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards accepted market practices, the definition of inside information in relation to derivatives on commodities, the drawing up of lists of insiders, the notifica…
+ (32) OJ L 390, 31.12.2004, p. 38.
− (31) OJ L 390, 31.12.2004, p. 38.
+ (33) OJ L 222, 14.8.1978, p. 11.
− (32) OJ L 222, 14.8.1978, p. 11.
+ (34) OJ L 142, 30.4.2004, p. 12.
− (33) OJ L 142, 30.4.2004, p. 12.