Commission Implementing Regulation (EU) 2022/1210 of 13 July 2022 laying down implementing technical standards for the application of Regulation (EU) No 596/2014
as it stood on 2022-07-13, permalink: /eu-eurlex/32022r1210/2022-07-13--acc7dd84ebeffb2b5ac8785e93ee45245809f5b1360adc06f0431544247ef9b2
Article 1
The insider lists required by Article 18(1) of Regulation (EU) No 596/2014 shall contain a section specific to each piece of inside information and shall be drawn up using the format set out in Template 1 in Annex I to this Regulation.
The personal details of persons who, due to the nature of their function or position, have access to all inside information at all times may be listed separately in a permanent insiders section of the insiders list. That section shall be drawn up using the format set out in Template 2 in Annex I to this Regulation. Where the permanent insiders list section is drawn, the personal details of the permanent insiders shall not be included in the specific sections of the insider list referred to in paragraph 1.
The insider lists shall be kept in an electronic form that, at all times, ensures that:
| (a) | access to the insider lists is restricted to clearly identified persons that need that access due to the nature of their function or position; |
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| (b) | the information included is accurate; |
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| (c) | previous versions of the insider list are accessible. |
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- The competent authority shall specify on its website the electronic means by which the insider lists are to be transmitted to the competent authority. Those electronic means shall ensure that the completeness, integrity and confidentiality of the information are maintained during the transmission.
Article 2
The insider list referred to in the first subparagraph of Article 18(6) of Regulation (EU) No 596/2014 may include only the personal details of persons having regular access to inside information. That list shall be drawn up using the format set out in Annex II.
Insider lists required by the Member States pursuant to the second subparagraph of Article 18(6) of Regulation (EU) No 596/2014 shall contain a section specific to each piece of inside information, and shall be drawn up using the format set out in Template 1 in Annex III to this Regulation.
The details of persons who, due to the nature of their function or position, have access to all inside information at all times may be listed separately in a permanent insiders section of the insiders list. That permanent insiders section shall be drawn up using the format set out in Template 2 in Annex III to this Regulation. Where the permanent insiders list section is drawn, the personal data of the permanent insiders shall not be included in each section of the insider list corresponding to each inside information referred to in the first subparagraph of this paragraph.
- The insider lists referred to in paragraphs 1 and 2 shall be kept in any form that ensures that the completeness, integrity and confidentiality of the information included in those lists are maintained at all times during the transmission to the competent authority.
Article 3
Implementing Regulation (EU) 2016/347 is repealed. References to the repealed Regulation shall be construed as references to this Regulation.
Article 4
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Provenance and validity dates, identifier, hash
| as of | 2022-07-13 → this publisher state was selected |
| publisher state | publisher version 2022-07-13 → latest held publisher-asserted |
| type | REG_IMPL Commission Implementing Regulation (EU) 2022/1210 of 13 July 2022 laying down implementing technical standards for the application of Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to the format of insider lists and their updates (Text with EEA relevance) |
| language | en |
| published | 2022-07-13 |
| lex_id | eu-eurlex:32022r1210:2022-07-13--acc7dd84ebeffb2b5ac8785e93ee45245809f5b1360adc06f0431544247ef9b2 |
| record sha256 | b39dd2500d9e821e8fbdc65b970e2040d80b04f738db06955e85b25c8b15fe91 |
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