Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU

as it stood on 2017-06-22, permalink: /eu-eurlex/32017r1110/2017-06-22

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Outline, 7 provisions

art_1 art_2 art_3 art_4 art_5 art_6 art_7

art_1 #art_1

Article 1

Competent authorities shall designate a contact point for handling all information received from applicants seeking authorisation as a data reporting services provider. The contact details of the designated contact point shall be made public and regularly updated on the competent authorities' websites.

art_2 #art_2

Article 2

An applicant for authorisation to provide data reporting services under the provisions of Title V of Directive 2014/65/EU shall provide the competent authority with all information in accordance with Article 61(2) of Directive 2014/65/EU by filling in the application form set out in Annex I.
The applicant shall notify the competent authority with information of all members of its management body by filling in the notification form set out in Annex II.
The applicant shall clearly identify in its submission which specific requirement under the provisions of Title V of Directive 2014/65/EU it refers to and in which document attached to its submission that information is provided.
The applicant shall indicate in its submission whether any specific requirement under the provisions of Title V of Directive 2014/65/EU or Commission Delegated Regulation (EU) 2017/571 (3) is not applicable to the data reporting service that it is applying for.
Competent authorities shall indicate on their websites whether duly completed application forms, notifications and any related additional information are to be submitted on paper, electronically, or both.

art_3 #art_3

Article 3

Within 10 working days from the receipt of the application, the competent authority shall send on paper, electronically or both, an acknowledgement of receipt to the applicant, including the contact details of the contact point designated pursuant to Article 1.

art_4 #art_4

Article 4

The competent authority may send an information request to the applicant indicating which additional information is needed in order to proceed with the assessment of the application.

art_5 #art_5

Article 5

A data reporting services provider shall notify on paper, electronically or both, the competent authority of any change to the membership of its management body before such change takes effect.

Where, for substantiated reasons, it is not possible to make the notification before that change takes effect, it shall be made within 10 working days after the change

The data reporting services provider shall provide the information on the change referred to in paragraph 1 by filling in the notification form set out in Annex III.

art_6 #art_6

Article 6

The competent authority shall inform the applicant on paper, electronically or both of its decision to grant or to refuse the authorisation.

art_7 #art_7

Article 7

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

It shall apply from 3 January 2018.

Provenance and validity dates, identifier, hash

as of	2017-06-22 → this version applied
valid	2017-06-22 → open publisher-asserted
type	REG_IMPL Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance. )
language	en
published	2017-06-22
lex_id	eu-eurlex:32017r1110:2017-06-22
record sha256	9e7dbaa963ff5e8fc40d43971ea63d91fc007e09ca861fca93a5e1f40ac4f37c

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timeline next version (2017-06-22) →

tier	A, publisher-supplied validity dates
history begins	publisher
index built	2026-08-07T19:46:23Z · corpus 8d5e859
stamp signature	valid (ECDSA-P256)