Commission Delegated Regulation (EU) 2018/1645 of 13 July 2018 supplementing Regulation (EU) 2016/1011

as it stood on 2018-07-13, permalink: /eu-eurlex/32018r1645/2018-07-13--3685c3e9944c937f5971d1d52aba9955c7fb030bac12ca05683fb6b31007d671

2018-07-132026-02-19

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2018-07-13 2026-02-19

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Official publisher wording state selected for 2018-07-13. This is the consolidated version dated 2018-07-13. Its interval on Lex's publisher-version axis is publisher version 2018-07-13 → 2026-02-18; that is not a claim about entry into force or application.

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Outline, 4 provisions

art_1 art_2 art_3 art_4

art_1 #art_1

Article 1

An administrator located in a third country shall when applying for recognition pursuant to Article 32 of Regulation (EU) 2016/1011 provide the information listed in the Annex.
Where the applicant has left out any of the required information, the application shall include an explanation as to why that information has not been provided.

art_2 #art_2

Article 2

The application for recognition shall be submitted in the official language or one of the official languages of the Member State of reference, unless otherwise indicated in the Annex. The documents referred to in point 8 of the Annex shall be submitted in a language customary in the sphere of international finance or in the official language or one of the official languages of the Member State of reference.
The application for recognition shall be submitted by electronic means or, if accepted by the relevant competent authority, in paper form. Those electronic means shall ensure that completeness, integrity and confidentiality of the information are maintained during the transmission. The applicant shall ensure that each submitted document clearly identifies to which specific requirement of this Regulation it refers.

art_3 #art_3

Article 3

Any policies and procedures established to comply with requirements of Regulation (EU) 2016/1011 and described in an application shall contain or be accompanied by:

(a)	an indication of the identity of the person or persons responsible for the approval and maintenance of the policies and procedures;

(b)	a description of how compliance with the policies and procedures is monitored and the identity of the person or persons responsible for this monitoring;

(c)	a description of the measures to be taken in the event of a breach of the policies and procedures.

Where an applicant is a company within a group, it may comply with paragraph 1 by submitting the policies and procedures of its group where they relate to the provision of benchmarks.

art_4 #art_4

Article 4

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

It shall apply from 25 January 2019.

Provenance and validity dates, identifier, hash

as of	2018-07-13 → this publisher state was selected
publisher state	publisher version 2018-07-13 → 2026-02-18 publisher-asserted
type	REG_DEL Commission Delegated Regulation (EU) 2018/1645 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the form and content of the application for recognition with the competent authority of the Member State of reference and of the presentation of information in the notification to European Securities and Markets Authority (ESMA) (Text with EEA relevance.)
language	en
published	2018-07-13
lex_id	eu-eurlex:32018r1645:2018-07-13--3685c3e9944c937f5971d1d52aba9955c7fb030bac12ca05683fb6b31007d671
record sha256	40cb3d39900506e050620d2cb4ab71b8defe763dd5da371ed8870970d2963898

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timeline next version (2026-02-19) →

tier	A, publisher-supplied consolidated wording-state dates
history begins	publisher
index built	2026-08-15T09:01:06Z · corpus e9c4df0981c855855a1a28218cf086ddeb5bb691
stamp signature	valid (ECDSA-P256)