Commission Implementing Regulation (EU) 2020/429 of 14 February 2020 amending Implementing Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013
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art_1
#art_1
Article 1
Implementing Regulation (EU) No 680/2014 is amended as follows:
| (1) | Article 5 is amended as follows:(a)point (a) is amended as follows:(i)point (7) is deleted;(ii)point (8) is replaced by the following:‘(8)the information on securitisation exposures specified in template 13.01 of Annex I, in accordance with the instructions in point 3.7 of Part II of Annex II;’;(b)in point (b), point (1) is replaced by the following:‘(1)the information on all securitisation exposures as specified in templates 14 and 14.01 of Annex I, in accordance with the instructions in point 3.9 of Part II of Annex II;Institutions shall be exempted from submitting those securitisation details where they are part of a group in the same country in which they are subject to own funds requirements;’; |
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| (a) | point (a) is amended as follows:(i)point (7) is deleted;(ii)point (8) is replaced by the following:‘(8)the information on securitisation exposures specified in template 13.01 of Annex I, in accordance with the instructions in point 3.7 of Part II of Annex II;’; |
| (i) | point (7) is deleted; |
| (ii) | point (8) is replaced by the following:‘(8)the information on securitisation exposures specified in template 13.01 of Annex I, in accordance with the instructions in point 3.7 of Part II of Annex II;’; |
| ‘(8) | the information on securitisation exposures specified in template 13.01 of Annex I, in accordance with the instructions in point 3.7 of Part II of Annex II;’; |
| (b) | in point (b), point (1) is replaced by the following:‘(1)the information on all securitisation exposures as specified in templates 14 and 14.01 of Annex I, in accordance with the instructions in point 3.9 of Part II of Annex II;Institutions shall be exempted from submitting those securitisation details where they are part of a group in the same country in which they are subject to own funds requirements;’; |
| ‘(1) | the information on all securitisation exposures as specified in templates 14 and 14.01 of Annex I, in accordance with the instructions in point 3.9 of Part II of Annex II;Institutions shall be exempted from submitting those securitisation details where they are part of a group in the same country in which they are subject to own funds requirements;’; |
| (2) | in Article 9, paragraph 2 is amended as follows:(i)point (c) is replaced by the following:‘(c)the information specified in Part 4 of Annex III, with the exception of the information specified in template 47, with an annual frequency;’;(ii)the following points (h) and (i) are added:‘(h)with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex III where both of the following conditions are fulfilled:(i)the institution is not a small and non-complex institution as defined in point (145) of Article 4(1) of Regulation (EU) No 575/2013;(ii)the ratio between the institution’s gross carrying amount of non-performing loans and advances and the total gross carrying amount of loans and advances falling under the category of non-performing exposures as set out in section 17 of Part 2 of Annex V to this Regulation is equal to or higher than 5 %. For the purposes of this point, the ratio shall exclude loans and advances classified as held for sale, cash balances at central banks and other demand deposits in both the numerator and the denominator.The entry and exit criteria referred to in Article 4 shall apply.(i)with an annual frequency, the information specified in template 47 in Part 4 of Annex III where both of the conditions referred to in points (i) and (ii) of point (h) of this paragraph are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
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| (i) | point (c) is replaced by the following:‘(c)the information specified in Part 4 of Annex III, with the exception of the information specified in template 47, with an annual frequency;’; |
| ‘(c) | the information specified in Part 4 of Annex III, with the exception of the information specified in template 47, with an annual frequency;’; |
| (ii) | the following points (h) and (i) are added:‘(h)with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex III where both of the following conditions are fulfilled:(i)the institution is not a small and non-complex institution as defined in point (145) of Article 4(1) of Regulation (EU) No 575/2013;(ii)the ratio between the institution’s gross carrying amount of non-performing loans and advances and the total gross carrying amount of loans and advances falling under the category of non-performing exposures as set out in section 17 of Part 2 of Annex V to this Regulation is equal to or higher than 5 %. For the purposes of this point, the ratio shall exclude loans and advances classified as held for sale, cash balances at central banks and other demand deposits in both the numerator and the denominator.The entry and exit criteria referred to in Article 4 shall apply.(i)with an annual frequency, the information specified in template 47 in Part 4 of Annex III where both of the conditions referred to in points (i) and (ii) of point (h) of this paragraph are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
| ‘(h) | with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex III where both of the following conditions are fulfilled:(i)the institution is not a small and non-complex institution as defined in point (145) of Article 4(1) of Regulation (EU) No 575/2013;(ii)the ratio between the institution’s gross carrying amount of non-performing loans and advances and the total gross carrying amount of loans and advances falling under the category of non-performing exposures as set out in section 17 of Part 2 of Annex V to this Regulation is equal to or higher than 5 %. For the purposes of this point, the ratio shall exclude loans and advances classified as held for sale, cash balances at central banks and other demand deposits in both the numerator and the denominator.The entry and exit criteria referred to in Article 4 shall apply. |
| (i) | the institution is not a small and non-complex institution as defined in point (145) of Article 4(1) of Regulation (EU) No 575/2013; |
| (ii) | the ratio between the institution’s gross carrying amount of non-performing loans and advances and the total gross carrying amount of loans and advances falling under the category of non-performing exposures as set out in section 17 of Part 2 of Annex V to this Regulation is equal to or higher than 5 %. For the purposes of this point, the ratio shall exclude loans and advances classified as held for sale, cash balances at central banks and other demand deposits in both the numerator and the denominator. |
| (i) | with an annual frequency, the information specified in template 47 in Part 4 of Annex III where both of the conditions referred to in points (i) and (ii) of point (h) of this paragraph are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
| (3) | in Article 11, paragraph 2 is amended as follows:(i)point (c) is replaced by the following:‘(c)the information specified in Part 4 of Annex IV, with the exception of the information specified in template 47, with an annual frequency;’;(ii)the following points (h) and (i) are added:‘(h)with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply;(i)with an annual frequency, the information specified in template 47 in Part 4 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
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| (i) | point (c) is replaced by the following:‘(c)the information specified in Part 4 of Annex IV, with the exception of the information specified in template 47, with an annual frequency;’; |
| ‘(c) | the information specified in Part 4 of Annex IV, with the exception of the information specified in template 47, with an annual frequency;’; |
| (ii) | the following points (h) and (i) are added:‘(h)with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply;(i)with an annual frequency, the information specified in template 47 in Part 4 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
| ‘(h) | with a quarterly frequency, the information specified in templates 23 to 26 in Part 2 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply; |
| (i) | with an annual frequency, the information specified in template 47 in Part 4 of Annex IV where the conditions referred to in points (i) and (ii) of point (h) of Article 9(2) are fulfilled. The entry and exit criteria referred to in Article 4 shall apply.’; |
| (4) | Annex I is replaced by the text in Annex I to this Regulation; |
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| (5) | Annex II is replaced by the text in Annex II to this Regulation. |
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| (6) | Annex III is replaced by the text in Annex III to this Regulation. |
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| (7) | Annex IV is replaced by the text in Annex IV to this Regulation. |
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| (8) | Annex V is replaced by the text in Annex V to this Regulation. |
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| (9) | Annex XVIII is replaced by the text in Annex VI to this Regulation; |
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| (10) | Annex XIX is replaced by the text in Annex VII to this Regulation. |
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| (11) | Annex XXIV is replaced by the text in Annex VIII to this Regulation; |
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| (12) | Annex XXV is replaced by the text in Annex IX to this Regulation. |
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art_2
#art_2
Article 2
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
Points (1), (4) and (5) of Article 1 shall apply from 30 March 2020. Points (9) to (12) of Article 1 shall apply from 1 April 2020. Points (2), (3), (6) to (8) of Article 1 shall apply from 1 June 2020.
Provenance and validity dates, identifier, hash
| as of | 2020-02-14 → this version applied |
| valid | 2020-02-14 → open publisher-asserted |
| type | REG_IMPL Commission Implementing Regulation (EU) 2020/429 of 14 February 2020 amending Implementing Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance) (Text with EEA relevance) |
| language | en |
| published | 2020-02-14 |
| lex_id | eu-eurlex:32020r0429:2020-02-14 |
| record sha256 | 61c43d74ce13aa7c487cfbc860e8314768ad5273132ba1569b843a3dde3bed7c |
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