Commission Delegated Regulation (EU) 2022/192 of 20 October 2021 amending the regulatory t…
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art_1
#art_1
Article 1
Delegated Regulation (EU) No 1151/2014 is amended as follows:
| (1) | Article 3 is amended as follows:(a)in paragraph 1, point (a) is replaced by the following:‘(a)name and address of the credit institution and intended principal place of business of the branch;’;(b)paragraph 2 is amended as follows:(i)in point (a), points (ii) and (iii) are replaced by the following:‘(ii)a list of the activities in Annex I to Directive 2013/36/EU that the credit institution intends to carry out in the host Member State, including the intended start date for each activity as accurate as possible, and, in case of cessation of activities, the list of the ceased activities;(iii)a list of the activities that will constitute the core business in the host Member State;’(ii)in point (b), point (iii) is amended as follows:—the introductory wording is replaced by the following:‘(iii)where the branch is expected to carry out one or more of the investment services and activities defined in Article 4(1), point (2), of Directive 2014/65/EU of the European Parliament and of the Council(*), a description of the following arrangements:—the second indent is replaced by the following:‘—the arrangements for compliance with the obligations laid down in Articles 24 to 28 of Directive 2014/65/EU and measures adopted pursuant thereto by the relevant competent authorities of the host Member State;’;(iii)in point(d), point (i) is replaced by the following:‘(i)a financial plan containing forecasts for balance sheet and profit and loss account covering a period of three years, containing the underlying assumptions;’; |
|---|---|
| (a) | in paragraph 1, point (a) is replaced by the following:‘(a)name and address of the credit institution and intended principal place of business of the branch;’; |
| ‘(a) | name and address of the credit institution and intended principal place of business of the branch;’; |
| (b) | paragraph 2 is amended as follows:(i)in point (a), points (ii) and (iii) are replaced by the following:‘(ii)a list of the activities in Annex I to Directive 2013/36/EU that the credit institution intends to carry out in the host Member State, including the intended start date for each activity as accurate as possible, and, in case of cessation of activities, the list of the ceased activities;(iii)a list of the activities that will constitute the core business in the host Member State;’(ii)in point (b), point (iii) is amended as follows:—the introductory wording is replaced by the following:‘(iii)where the branch is expected to carry out one or more of the investment services and activities defined in Article 4(1), point (2), of Directive 2014/65/EU of the European Parliament and of the Council(*), a description of the following arrangements:—the second indent is replaced by the following:‘—the arrangements for compliance with the obligations laid down in Articles 24 to 28 of Directive 2014/65/EU and measures adopted pursuant thereto by the relevant competent authorities of the host Member State;’;(iii)in point(d), point (i) is replaced by the following:‘(i)a financial plan containing forecasts for balance sheet and profit and loss account covering a period of three years, containing the underlying assumptions;’; |
| (i) | in point (a), points (ii) and (iii) are replaced by the following:‘(ii)a list of the activities in Annex I to Directive 2013/36/EU that the credit institution intends to carry out in the host Member State, including the intended start date for each activity as accurate as possible, and, in case of cessation of activities, the list of the ceased activities;(iii)a list of the activities that will constitute the core business in the host Member State;’ |
| ‘(ii) | a list of the activities in Annex I to Directive 2013/36/EU that the credit institution intends to carry out in the host Member State, including the intended start date for each activity as accurate as possible, and, in case of cessation of activities, the list of the ceased activities; |
| (iii) | a list of the activities that will constitute the core business in the host Member State;’ |
| (ii) | in point (b), point (iii) is amended as follows:—the introductory wording is replaced by the following:‘(iii)where the branch is expected to carry out one or more of the investment services and activities defined in Article 4(1), point (2), of Directive 2014/65/EU of the European Parliament and of the Council(*), a description of the following arrangements:—the second indent is replaced by the following:‘—the arrangements for compliance with the obligations laid down in Articles 24 to 28 of Directive 2014/65/EU and measures adopted pursuant thereto by the relevant competent authorities of the host Member State;’; |
| — | the introductory wording is replaced by the following:‘(iii)where the branch is expected to carry out one or more of the investment services and activities defined in Article 4(1), point (2), of Directive 2014/65/EU of the European Parliament and of the Council(*), a description of the following arrangements: |
| ‘(iii) | where the branch is expected to carry out one or more of the investment services and activities defined in Article 4(1), point (2), of Directive 2014/65/EU of the European Parliament and of the Council(*), a description of the following arrangements: |
| — | the second indent is replaced by the following:‘—the arrangements for compliance with the obligations laid down in Articles 24 to 28 of Directive 2014/65/EU and measures adopted pursuant thereto by the relevant competent authorities of the host Member State;’; |
| ‘— | the arrangements for compliance with the obligations laid down in Articles 24 to 28 of Directive 2014/65/EU and measures adopted pursuant thereto by the relevant competent authorities of the host Member State;’; |
| (iii) | in point(d), point (i) is replaced by the following:‘(i)a financial plan containing forecasts for balance sheet and profit and loss account covering a period of three years, containing the underlying assumptions;’; |
| ‘(i) | a financial plan containing forecasts for balance sheet and profit and loss account covering a period of three years, containing the underlying assumptions;’; |
| (2) | in Article 4(2), the following point (d) is added:‘(d)where the branch takes or took deposits and other repayable funds in the exercise of its activities, a statement by the credit institution listing the measures that have been or that are being undertaken to ensure that the credit institution will no longer hold deposits or other repayable funds from the public through the branch after the termination of operation of that branch.’; |
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| ‘(d) | where the branch takes or took deposits and other repayable funds in the exercise of its activities, a statement by the credit institution listing the measures that have been or that are being undertaken to ensure that the credit institution will no longer hold deposits or other repayable funds from the public through the branch after the termination of operation of that branch.’; |
| (3) | in Article 5, point (c) is replaced by the following:‘(c)the intended commencement date, as accurate as possible, for each activity that the credit institution intends to carry out.’. |
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| ‘(c) | the intended commencement date, as accurate as possible, for each activity that the credit institution intends to carry out.’. |
art_2
#art_2
Article 2
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Provenance and validity dates, identifier, hash
| as of | 2021-10-20 → this version applied |
| valid | 2021-10-20 → open publisher-asserted |
| type | REG_DEL Commission Delegated Regulation (EU) 2022/192 of 20 October 2021 amending the regulatory technical standards laid down in Commission Delegated Regulation (EU) No 1151/2014 as regards the information to be notified when exercising the right of establishment and the freedom to provide services (Text with EEA relevance) |
| language | en |
| published | 2021-10-20 |
| lex_id | eu-eurlex:32022r0192:2021-10-20 |
| record sha256 | 803550437a8c8cb9a8d5eee1b3c91b7785e29c28e4947f14bb1333e2fec5a8fa |
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