Commission Implementing Regulation (EU) 2022/1994 of 21 November 2022 amending the impleme…
as it stood on 2022-11-21, permalink: /eu-eurlex/32022r1994/2022-11-21
Point-in-time view as at 2022-11-21. This version has been
superseded, it applied 2022-11-21 → open. Jump to the
version in force today or see
exactly what changed next.
Text included, per-article reading view.
Deterministic extraction of the verbatim retrieved document; each article carries its own hash and anchor.
© European Union, 1998-2026. Reuse permitted with attribution under Commission Decision 2011/833/EU. Consolidated texts have no legal effect; only acts published in the Official Journal are authentic.
art_1
#art_1
Article 1
Implementing Regulation (EU) 2021/451 is amended as follows:
| (1) | Article 18 is replaced by the following:‘Article 18Reporting on additional liquidity monitoring metrics on an individual and a consolidated basisWhen reporting information on additional liquidity monitoring metrics in accordance with Article 430(1), point (d), of Regulation (EU) No 575/2013 on an individual and a consolidated basis, institutions shall submit information as follows:(a)large institutions within the meaning of Article 4(1), point (146), of Regulation (EU) No 575/2013 shall submit with a monthly frequency the information set out in template 66.1 of Annex XXII to this Regulation in accordance with the instructions set out in Annex XXIII to this Regulation, templates 67, 68, 69 and 70 of Annex XVIII to this Regulation in accordance with the instructions set out in Annex XIX to this Regulation and template 71 of Annex XX to this Regulation in accordance with the instructions in Annex XXI to this Regulation;(b)small and non-complex institution within the meaning of Article 4(1), point (145), of Regulation (EU) No 575/2013 shall submit with a quarterly frequency the information set out in template 66.1 in Annex XXII to this Regulation in accordance with the instructions set out in Annex XXIII to this Regulation, template 67 of Annex XVIII to this Regulation in accordance with the instructions set out in Annex XIX to this Regulation and template 71 of Annex XX to this Regulation in accordance with the instructions set out in Annex XXI to this Regulation;(c)institutions that do not fall withing the scope of points (a) and (b) shall submit with a monthly frequency the information set out in template 66.1 of Annex XXII in accordance with the instructions set out in Annex XXIII, templates 67, 68 and 69 of Annex XVIII in accordance with the instructions set out in Annex XIX and template 71 of Annex XX in accordance with the instructions set out in Annex XXI.’; |
|---|---|
| (a) | large institutions within the meaning of Article 4(1), point (146), of Regulation (EU) No 575/2013 shall submit with a monthly frequency the information set out in template 66.1 of Annex XXII to this Regulation in accordance with the instructions set out in Annex XXIII to this Regulation, templates 67, 68, 69 and 70 of Annex XVIII to this Regulation in accordance with the instructions set out in Annex XIX to this Regulation and template 71 of Annex XX to this Regulation in accordance with the instructions in Annex XXI to this Regulation; |
| (b) | small and non-complex institution within the meaning of Article 4(1), point (145), of Regulation (EU) No 575/2013 shall submit with a quarterly frequency the information set out in template 66.1 in Annex XXII to this Regulation in accordance with the instructions set out in Annex XXIII to this Regulation, template 67 of Annex XVIII to this Regulation in accordance with the instructions set out in Annex XIX to this Regulation and template 71 of Annex XX to this Regulation in accordance with the instructions set out in Annex XXI to this Regulation; |
| (c) | institutions that do not fall withing the scope of points (a) and (b) shall submit with a monthly frequency the information set out in template 66.1 of Annex XXII in accordance with the instructions set out in Annex XXIII, templates 67, 68 and 69 of Annex XVIII in accordance with the instructions set out in Annex XIX and template 71 of Annex XX in accordance with the instructions set out in Annex XXI.’; |
| (2) | Article 19 is amended as follows:(a)paragraphs 2 and 3 are replaced by the following:‘2. The information referred to in paragraph 1 shall be submitted with the following frequency:(a)the information specified in Annex XVI, Parts A, B and D, with a quarterly frequency;(b)the information specified in Annex XVI, Part C, with an annual frequency;(c)the information specified in Annex XVI, Part E, with a semi-annual frequency.3. The information referred to in paragraph 1 shall be submitted as follows:(a)institutions shall submit the information specified in Annex XVI, Part A;(b)large institutions shall submit the information specified in Annex XVI, Parts B, C and E;(c)institutions that are neither large institutions nor small and non-complex institutions shall submit the information specified in Annex XVI, Parts B, C and E, where the asset encumbrance level of the institution, as calculated in accordance with Annex XVII, point 1.6, sub-point 9, is equal to or above 15 %;(d)institutions shall report the information specified in Annex XVI, Part D, only where they issue bonds referred to in Article 52(4), first subparagraph, of Directive 2009/65/EC of the European Parliament and of the Council(*1).(*1) Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).’;" The entry and exit criteria of Article 4(3) shall apply.(b)paragraph 4 is deleted; |
|---|---|
| (a) | paragraphs 2 and 3 are replaced by the following:‘2. The information referred to in paragraph 1 shall be submitted with the following frequency:(a)the information specified in Annex XVI, Parts A, B and D, with a quarterly frequency;(b)the information specified in Annex XVI, Part C, with an annual frequency;(c)the information specified in Annex XVI, Part E, with a semi-annual frequency.3. The information referred to in paragraph 1 shall be submitted as follows:(a)institutions shall submit the information specified in Annex XVI, Part A;(b)large institutions shall submit the information specified in Annex XVI, Parts B, C and E;(c)institutions that are neither large institutions nor small and non-complex institutions shall submit the information specified in Annex XVI, Parts B, C and E, where the asset encumbrance level of the institution, as calculated in accordance with Annex XVII, point 1.6, sub-point 9, is equal to or above 15 %;(d)institutions shall report the information specified in Annex XVI, Part D, only where they issue bonds referred to in Article 52(4), first subparagraph, of Directive 2009/65/EC of the European Parliament and of the Council(*1).(*1) Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).’;" The entry and exit criteria of Article 4(3) shall apply. |
| (a) | the information specified in Annex XVI, Parts A, B and D, with a quarterly frequency; |
| (b) | the information specified in Annex XVI, Part C, with an annual frequency; |
| (c) | the information specified in Annex XVI, Part E, with a semi-annual frequency. |
| (a) | institutions shall submit the information specified in Annex XVI, Part A; |
| (b) | large institutions shall submit the information specified in Annex XVI, Parts B, C and E; |
| (c) | institutions that are neither large institutions nor small and non-complex institutions shall submit the information specified in Annex XVI, Parts B, C and E, where the asset encumbrance level of the institution, as calculated in accordance with Annex XVII, point 1.6, sub-point 9, is equal to or above 15 %; |
| (d) | institutions shall report the information specified in Annex XVI, Part D, only where they issue bonds referred to in Article 52(4), first subparagraph, of Directive 2009/65/EC of the European Parliament and of the Council(*1). |
| (b) | paragraph 4 is deleted; |
| (3) | Article 20 is replaced by the following:‘Article 20Supplementary reporting for the purposes of identifying G-SIIs and assigning G-SII buffer rates1. When reporting supplementary information for the purposes of identifying G-SIIs and assigning G-SII buffer rates under Article 131 of Directive 2013/36/EU, EU parent institutions, EU parent financial holdings and EU parent mixed financial holdings shall submit the information as specified in Annex XXVI to this Regulation, in accordance with the instructions set out in Annex XXVII to this Regulation, on a consolidated basis with a quarterly frequency, where both of the following conditions are met:(a)the total exposure measure of the group, including insurance subsidiaries, is equal to or exceeds EUR 125 000 000 000;(b)the EU parent or any of its subsidiaries or any branch operated by the parent or by a subsidiary is located in a participating Member State as referred to in Article 4 of Regulation (EU) No 806/2014 of the European Parliament and of the Council(*2).2. In order to report supplementary information for the purposes of identifying G-SIIs and assigning G-SII buffer rates under Article 131 of Directive 2013/36/EU, institutions shall submit the information as specified in Annex XXVI to this Regulation, in accordance with the instructions set out in Annex XXVII to this Regulation, on an individual basis with a quarterly frequency, where all of the following conditions are met:(a)the total exposure measure of the institution is equal to or exceeds EUR 125 000 000 000;(b)the institution is located in a participating Member State as referred to in Article 4 of Regulation (EU) No 806/2014;(c)the institution is not part of a group that is subject to consolidated supervision in accordance with Chapter 1, Title II, Part One of Regulation (EU) No 575/2013 (“standalone institution”).3. By way of derogation from Article 3(1), point (b), the information referred to in paragraphs 1 and 2 of this Article shall be submitted by close of business on the following remittance dates: 1 July, 1 October, 2 January and 1 April.4. By way of derogation from Article 4, the following shall apply with regard to the thresholds specified in paragraph 1, point (a), and paragraph 2, point (a), of this Article:(a)the EU parent institution, EU parent financial holding, EU parent mixed financial holding or standalone institution, as applicable, shall immediately start reporting the information in accordance with this Article where its leverage ratio exposure measure exceeds the specified threshold as of the end of the accounting year, and shall report this information at least for the end of that accounting year and the subsequent three quarterly reference dates;(b)the EU parent institution, EU parent financial holding, EU parent mixed financial holding or standalone institution, as applicable, shall immediately stop reporting the information in accordance with this Article where its leverage ratio exposure measure falls below the specified threshold as of the end of their accounting year.(*2) Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010 (OJ L 225, 30.7.2014, p. 1).’;" |
|---|---|
| (a) | the total exposure measure of the group, including insurance subsidiaries, is equal to or exceeds EUR 125 000 000 000; |
| (b) | the EU parent or any of its subsidiaries or any branch operated by the parent or by a subsidiary is located in a participating Member State as referred to in Article 4 of Regulation (EU) No 806/2014 of the European Parliament and of the Council(*2). |
| (a) | the total exposure measure of the institution is equal to or exceeds EUR 125 000 000 000; |
| (b) | the institution is located in a participating Member State as referred to in Article 4 of Regulation (EU) No 806/2014; |
| (c) | the institution is not part of a group that is subject to consolidated supervision in accordance with Chapter 1, Title II, Part One of Regulation (EU) No 575/2013 (“standalone institution”). |
| (a) | the EU parent institution, EU parent financial holding, EU parent mixed financial holding or standalone institution, as applicable, shall immediately start reporting the information in accordance with this Article where its leverage ratio exposure measure exceeds the specified threshold as of the end of the accounting year, and shall report this information at least for the end of that accounting year and the subsequent three quarterly reference dates; |
| (b) | the EU parent institution, EU parent financial holding, EU parent mixed financial holding or standalone institution, as applicable, shall immediately stop reporting the information in accordance with this Article where its leverage ratio exposure measure falls below the specified threshold as of the end of their accounting year. |
| (4) | Annex I is replaced by the text set out in Annex I to this Regulation; |
|---|
| (5) | Annex II is replaced by the text set out in Annex II to this Regulation; |
|---|
| (6) | Annex XVI is replaced by the text set out in Annex III to this Regulation; |
|---|
| (7) | Annex XVII is replaced by the text set out in Annex IV to this Regulation; |
|---|
| (8) | Annex XVIII is replaced by the text set out in Annex V to this Regulation; |
|---|
| (9) | Annex XIX is replaced by the text set out in Annex VI to this Regulation; |
|---|
| (10) | Annex XX is replaced by the text set out in Annex VII to this Regulation; |
|---|
| (11) | Annex XXI is replaced by the text set out in Annex VIII to this Regulation; |
|---|
| (12) | Annex XXII is replaced by the text set out in Annex IX to this Regulation; |
|---|
| (13) | Annex XXIII is replaced by the text set out in Annex X to this Regulation; |
|---|
| (14) | Annex XXVI is replaced by the text set out in Annex XI to this Regulation; |
|---|
| (15) | Annex XXVII is replaced by the text set out in Annex XII to this Regulation. |
|---|
art_2
#art_2
Article 2
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
It shall apply from 11 July 2023.
Provenance and validity dates, identifier, hash
| as of | 2022-11-21 → this version applied |
| valid | 2022-11-21 → open publisher-asserted |
| type | REG_IMPL Commission Implementing Regulation (EU) 2022/1994 of 21 November 2022 amending the implementing technical standards laid down in Implementing Regulation (EU) 2021/451 as regards own funds, asset encumbrance, liquidity and reporting for the purposes of identifying global systemically important institutions (Text with EEA relevance) |
| language | en |
| published | 2022-11-21 |
| lex_id | eu-eurlex:32022r1994:2022-11-21 |
| record sha256 | 19ab53d0f0715cd866bbb2ca3bba6ae84b673861f18a1f404b5d7e7231ad3359 |
New here? What am I looking at?
This is a consolidated text: the original law with every later amendment merged in, as the official publisher produced it for a given date. Laws are amended constantly, so “the law” has no single text, only a text per date. That date is the banner above.
It has no legal force. Only the version published in the official gazette (Mémorial / Official Journal) is authentic, the publishers say so themselves, and so do we. Lex reproduces their text without altering a byte, and links the source on every page. This is legal information, never legal advice: it reports what the text said, never what it means for your situation.
“Valid from → to” = the window in which this text applied. “Open” = still current as far as the publisher has consolidated. Each article carries its own hash so you can prove it was not tampered with , here is how.
timeline next version (2022-11-21) →
| tier | A, publisher-supplied validity dates |
| history begins | publisher |
| index built | 2026-08-07T19:46:23Z · corpus 8d5e859 |
| stamp signature | valid (ECDSA-P256) |